Record keeping and rebuilding the operations cycle are very important and impactful aspects, which is part of a complex set of rules (MAD, EMIR, Dodd-Frank, …).
Investment Firms shall collect, analyze, provide a lot of information, much more than nowadays, and above all with a greater granularity level, necessary to make each phase of order lifecycle transparent, from its very origin to its final execution, and to provide accurate and complete information to Control Entities and Surveillance Authorities.
An effort made even heavier by the contemporary introduction of other regulations and by heterogeneous information sources.
ATS approach to accept MIFID II considers the need of precisely meeting the regulations together with the need of executing post-trade checks. The focal point is information control and analysis.
EXP|keep & report one single solution for compliance and operational monitoring
With EXP|keep & report Investment Firms can rely on a single tool for keeping, monitoring, extracting, analyzing information, and for meeting in an integrated and convergent way the duties concerning record keeping, best execution reporting, market abuses detection, transaction reporting, as required by the new regulations, while supplying the company’s various control functions with an advanced monitoring tool.
The solution creates a central Finance Data Hub, which becomes the container of all pieces of information, fed by heterogeneous data sources, structured and not structured, and which allows users to get a complete and dynamic view of all events characterizing the whole operational lifecycle, both on own account and on behalf of clients.
Advanced tools for information visualization and reporting allow you to perform specific analysis.